Kathleen L. Cerveny, a member of the Firm, has over 20 years experience as a corporate and securities attorney representing both privately held and publicly traded entities, as well as underwriters.  She has concentrated her practice on representing clients in sophisticated corporate, securities and corporate finance transactions, including serving as lead counsel in more than 100 initial and secondary public offerings of securities (including SPACs)representing either the issuers of the securities or registered broker-dealers acting as underwriters. 

Ms. Cerveny has represented corporations in connection with their initial public offerings and regularly advises publicly-traded issuers and management on secondary offerings, business combinations, compliance with periodic reporting requirements and insider trading policies, preparation for annual and special stockholder meetings and stock exchange listings. She also counsels corporations and management regularly on corporate governance matters under the Sarbanes Oxley Act. 

Her transactional practice includes mergers, acquisitions and dispositions of publicly-held and privately-held companies, venture capital financings, strategic alliances and joint ventures.

Ms. Cerveny received her J.D. degree from the University of  Notre Dame Law School in 1985.  She was also a member of the Notre Dame Law Review (Managing Editor, 1984-85) and author of  Note, "Limitation Tolling When Class Status Denied: Chardon vs. Fumero Soto and Alice in Wonderland," 60 Notre Dame L. Rev. 686 (1985).  She is admitted to practice in the District of Columbia, Virginia and Michigan and a member of the American Bar Association (Business Law Section, Federal Regulation of Securities, Securities Registration, Disclosure and Continuous Reporting and NASD Corporate Financing Rules Committees).  Ms. Cerveny graduated Cum Laude from Western Michigan University in 1982 with a B.S. in Economics.  She has a BV peer review rating from Martindale Hubbell.