News & Events

  • March 09, 2015

    InspireMD, Inc. announced the closing of their Registered Direct offering in the amount of $13,369,675.  EG&S acted as counsel to the Placement Agent.

  • March 06, 2015

    Uranium Resources, Inc. announced the closing of their Registered Direct offering in the amount of $6,000,000.  EG&S acted as counsel to the Placement Agent.

  • March 02, 2015

    Principal Solar, Inc. announced the closing of their PIPE offering in the amount of $1,250,000. EG&S acted as counsel to the Investor.

  • March 02, 2015

    Realty Mogul Inc. announced the closing of their Series A funding led by Canaan Partners.  The transaction was valued at $9 million.  EG&S acted as counsel to Realty Mogul.

  • February 27, 2015

    GeoVax Labs, Inc. announced the closing of their PIPE offering in the amount of $3,000,000.  EG&S acted as counsel to the Investor.

  • February 26, 2015

    Real Goods Solar, Inc. announced the closing of their Registered Direct offering in the amount of $3,500,000.  EG&S acted as counsel to the Placement Agent.

  • February 24, 2015

    Atlantic Alliance Partnership Corp announced the closing of their initial public offering in the amount of $76,900,000.  EG&S acted as counsel to Atlantic Alliance.

  • February 19, 2015

    Section 17(b) & Crowdfunding - What me worry? Webinar 2/26/2015

    Join Douglas Ellenoff and Adrienne Ward for a webinar hosted by Crowdfund Intermediary Regulatory Advocates (CFIRA) on Feb 26, 2015 at 1:00 PM EST.

    An entire cottage industry has emerged around online fundraising/crowdfunding platforms, with promoters claiming to help companies successfully raise money online. What many marketers don’t know, however, is that a variety of laws and regulations govern how businesses can accept investment capital and who can market these securities. This all goes back to Section 17(b) of the Securities Act of 1933 and the hawking of worthless stocks by unscrupulous unregistered “brokers” during the Great Depression. Section 17(b) remains in effect, and the SEC still uses it to prosecute promoters. During the webinar, the panel, which also includes security industry veteran Sara Hanks, will walk participants through the following: Why should you be concerned about Section 17(b)? How do you comply with Section 17(b)? What are best practices for compliance? What do you do if the SEC knocks on your door?

    Register at: https://attendee.gotowebinar.com/register/8011044283617385474. After registering, you will receive a confirmation email containing information about joining the webinar.

  • February 18, 2015

    CombiMatrix Corp. announced the closing of their Registered Direct offering in the amounts of $2,202,000 & $2,698,500.  EG&S acted as counsel to the Investor.

  • February 17, 2015

    CAS Medical Systems Inc. announced the closing of their Underwritten offering in the amount of $7,576,400.  EG&S acted as counsel to the Underwriter.

  • February 10, 2015

    James Landau, a member of the Firm, was invited by PLI to participate in a panel discussion titled "Attorneys and Social Media."  The program is scheduled for Monday March 16th at 11:30am. 

    Click here for more details

  • February 06, 2015

    Cleveland BioLabs, Inc. announced the closing of their PIPE offering in the amount of $4,218,079.  EG&S acted as counsel to the Placement Agent.

  • February 06, 2015

    Capricor Therapeutics Inc. announced the closing of their PIPE offering in the amount of $7,050,001.  EG&S acted as counsel to the Placement Agent.

  • February 03, 2015

    Martin Jones, Of-Counsel to the Firm, put together a client alert on changes to foreign direct investment reporting requirements. 

    Click here to read the alert

  • February 03, 2015

    Athenahealth, Inc. (NASD: ATHN), a leading provider of cloud-based services and mobile tools for medical groups and health systems, acquired RazorInsights, LLC, a provider of cloud-based IT solutions to the rural community hospital and critical access hospital markets.  EG&S acted as counsel to RazorInsights and its principal unitholder Bluff Point Associates, Corp. in this transaction.

  • February 03, 2015

    Broadridge Financial Solutions, Inc. (NYSE:BR), a leading provider of investor communications and technology-driven solutions, acquired TwoFour Systems LLC, a provider of real-time foreign exchange solutions for banks and broker-dealers.  EG&S acted as counsel to TwoFour Systems and its members in this transaction.

  • January 29, 2015

    InVivo Therapeutics Holdings Corp. announced the closing of their Registered Direct offering in the amount of $12,000,000.  EG&S acted as counsel to the Placement Agent

  • January 21, 2015

    Legend Oil and Gas, Ltd. announced the closing of their Registered Direct offering in the amount of $400,000.  EG&S acted as counsel to the Investor.

  • January 21, 2015

    Client Alert: New York Repeals WTPA’s Annual Wage Notice requirement and minimum wage raises To $8.75 per hour for non-exempt workers and $656.25 per week for exempt workers.  Click here for more details.

  • October 22, 2014

    Orlando Bathing Suit LLC, a national retailer of swimsuits under the trade name Everything But Water, acquired Aqua Beachwear, a Florida based swimsuit retailer. EG&S acted as counsel to Orlando Bathing Suit in this transaction.

  • October 14, 2014

    International Stem Cell Corporation announced the closing of their PIPE offering in the amount of $2,500,000.  EG&S acted as counsel to the Placement Agent.

  • October 10, 2014

    Ellenoff Grossman & Schole LLP was ranked #1 for placement agent representation in PIPE transactions (by number of transactions) for Q3 2014.

    Click here to view the rankings

  • October 10, 2014

    Cytori Therapeutics, Inc. announced the closing of their Registered Direct offering in the amount of $13,500,000.  EG&S acted as counsel to the Investor.

  • October 06, 2014

    DT Asia Investments Limited announced the completion of their IPO in the amount of $60,000,000.  EG&S acted as counsel to DT Asia.

  • September 29, 2014

    Lpath, Inc. announced the closing of its previously announced $12.5 million registered direct offering. Lpath sold registered shares of common stock and warrants to purchase unregistered shares of common stock in a registered direct offering. EG&S acted as counsel to the placement agent.