News & Events

  • July 26, 2012

    Infinity Cross Border AcquisitionCorporation (Nasdaq: INXBU) announced the closing of their SPAC IPO in the amount of $40,000,000. EG&S acted as counsel to Infinity.

  • July 20, 2012

    Saul H. Finkelstein, a member of the Firm, participated in a webinar on M&A Confidentiality Agreements. The panel reviewed the latest developments with non-disclosure agreements, examined key elements of the agreement, and offered negotiation approaches for sellers and buyers.

  • July 20, 2012

    Brianstorm Cell Therapeutics, Inc. announced the closing of their Registered Direct offering in the amount of $972,500.  EG&S acted as counsel to the placement agent.

  • July 19, 2012

    Assured Pharmacy, Inc. announced the closing of their Private Placement offering in the amount of $300,000. EG&S acted as counsel to the Investor.

  • July 19, 2012

    IsoRay, Inc. announced the closing of their Registered Direct offering in the amount of $3,500,000.  EG&S acted as counsel to the placement agent.

  • July 19, 2012

    Douglas S. Ellenoff, a member of the Firm, participated in “The Crowdfund Act – Framing the new regulatory landscape Symposium” sponsored in Washington by the Crowdfund Intermediary Regulatory Advocates (CFIRA). Mr. Ellenoff spoke on two different panels: The Mechanics of a Crowdfund Offering and Reaching the Crowd.

    Click here for more details

  • July 06, 2012

    MYOS Corporation announced the closing of their PIPE offering in the amount of $5,600,000. EG&S acted as counsel to MYOS Corporation.

  • July 02, 2012

    Ellenoff Grossman & Schole LLP was ranked #1 for placement agent representation in PIPE transactions (by number of transactions) for the first half of 2012.

    Click here to view the rankings

  • June 22, 2012

    Mr. Douglas S. Ellenoff, a member of the Firm, participated in an invitation only JOBS Act Roundtable at New York University.  Among the invitees were Josh Bonnie, partner at Simpson, Thacher & Bartlett; Tim Bowler, Deputy Assistant Secretary for Capital Markets, Treasury; Ryan Bubb, professor, NYU School of Law; Robert Buckholz, partner at Sullivan & Cromwell; Reggie Chambers, White House Fellow, White House National Economic Council; Eric Froman, Attorney-Advisor, Office of the Assistant General Counsel (Banking & Finance), Treasury; Don Graves, Deputy Assistant Secretary for Small Business, Community Development, and Affordable Housing Policy, Treasury; Katherine Harris, Policy Advisor, Office of Financial Institutions, Treasury; Joan Macleod Hemingway, Professor, University of Tennessee College of Law; Kevin Laws, Chief Operating Officer, AngelList; Barbara Novick, Vice Chairman, Blackrock; Douglas Rand, Senior Policy Advisor, White House Office of Science and Technology Policy; and Jeff Rubin, Partner at Hogan Lovells.

  • June 15, 2012

    iSIGN Media Solutions, Inc., a leading provider of interactive mobile advertising solutions that serves advertisers, manufacturers, retailers and advertising agencies throughout North America, announced that its shares will be trading on the OTCQX International, the premier tier of the U.S. over-the-counter market.  EG&S will serve as iSIGN's Principal American Liaison ("PAL") on the OTCQX International, and will be responsible for providing guidance to iSIGN on OTCQX requirements and U.S. securities law.

  • June 13, 2012

    Novelos Therapeutics, Inc. announced the closing of their Registered Direct offering in the amount of $5,420,800.  EG&S acted as counsel to the placement agent.
     

  • June 08, 2012

    Ellenoff Grossman & Schole LLP was recognized by Chambers USA in its 2012 edition as a highly regarded law firm.  Other highly regarded Firms were: DLA Piper, Cadwalader, Wickersham & Taft LLP, Kramer Levin Naftalis & Frankel LLP and Schulte Roth & Zabel LLP.

    Chambers USA ranks the leading firms and lawyers in an extensive range of practice areas throughout America. The research is in-depth and client focused and the guide is read by industry-leading companies and organizations throughout the US and worldwide.

     <i>Chambers USA: America's Leading Lawyers for Business</i> (2010), 16 Areas of Practice Recognized and 37 Lawyers Ranked

  • June 07, 2012

    Douglas S. Ellenoff, a member of the Firm, was interviewed by Brett Johnson with One Med Place on CrowdFunding. 

    Click here to listen to the interview

  • June 07, 2012

    Douglas S. Ellenoff, a member of the Firm, spoke at NIBA's New York Conference on June 7th, 2012.  Mr. Ellenoff was part of the CrowdFunding panel.

  • June 06, 2012

    Douglas S. Ellenoff, a member of the Firm, attended the first national conference endorsed by the Crowdfunding Professional Association (CfPA), held at the University of Utah Guest House and Conference Center on May 31st and June 1st.  Mr. Ellenoff was the keynote speaker at the conference.

  • June 05, 2012

    Ellenoff Grossman & Schole LLP was the premier sponsor at Deal Flow Media's SPAC Conference in New York on June 4th, 2012.  Douglas S. Ellenoff, a member of the Firm, moderated the opening panel: The Current State of the SPAC Market . 

  • May 23, 2012

    S&W Seed Company announced the closing of their Underwritten offering in the amount of $5,500,000.  EG&S acted as counsel to the underwriter.

  • May 18, 2012

    Advaxis, Inc. announced the closing of their Registered Direct offering in the amount of $715,000. EG&S acted as counsel to the placement agent.

  • May 15, 2012

    Douglas S. Ellenoff, a member of the Firm, participated in Washington DC's first national crowdfunding conference.  CrowdCheck hosted experts from the US Small Business Administration, Capitol Hill, think tanks, startups and the securities industry at the conference, entitled "The Wisdom of the Crowd." Mr. Ellenoff spoke on fraud prevention for crowdfunding.

  • May 11, 2012

    Douglas S. Ellenoff, a member of the Firm, spoke at New York's first Crowdfunding 101 Workshop. He spoke about the firm's role in the process that generated the JOBS Act, our current activity in assisting with the SEC's rule-making process and the current & future legal issues that will effect crowdfunding platforms planning to present equity-based crowdfunding solutions for small businesses.

  • May 01, 2012

    University General Health Systems, Inc. announced the closing of their Registered Direct offering in the amount of $3,100,000.  EG&S acted as counsel to the Investor.

  • April 25, 2012

    Oculus Innovative Sciences, Inc. announced the closing of their Registered Direct offering in the amount of $3,124,000.  EG&S acted as counsel to the placement agent.
     

  • April 20, 2012

    Douglas S. Ellenoff, a member of the Firm, attended meetings between several department heads of the SEC and the crowdfunding industry, including the The National Crowdfunding Association (NLCFA).

    Click here to read Mr. Ellenoff's notes from the meetings

  • April 19, 2012

    Ellenoff Grossman & Schole LLP was the premier sponsor at Deal Flow Media's CrowdFunding Conference, in New York City.  Douglas S. Ellenoff, a member of the Firm, opened the conference with his keynote address focusing on the outlook of the CrowdFunding Market.  Sarah E. Williams, also a member of the Firm, moderated the panel: Understanding Policy Issues vs. Securities Rules if you're in the CrowdFunding Business.
     

  • April 18, 2012

    Titan Pharmaceuticals,Inc. announced the closing of their Registered Direct offering in the amount of $5,540,000.  EG&S acted as counsel to the placement agent.