News & Events

  • May 09, 2016

    Tearlab Corp. announced the closing of their Registered Direct offering in the amount of $17,250,000.  EG&S acted as counsel to the Placement Agent.

  • May 06, 2016

    Golden Minerals Company announced the closing of their Registered Direct offering in the amount of $4,000,000.  EG&S acted as counsel to the Placement Agent.

  • May 04, 2016

    Biocept Inc. announced the closing of their Registered Direct offering in the amount of $4,986,573.  EG&S acted as counsel to the Placement Agent.

  • April 27, 2016

    James Landau, a member of the Firm, will be participating in a panel discussion at the NYC Bar entitled Pitch Perfect and Beyond:  Finding Your Inner Rainmaker.  The event will be held at the City Bar, 42 West 44th Street on May 4, 2016 starting at 6:30 pm.

    For further details and to register, click on the link:

    http://services.nycbar.org/EventDetail?EventKey=CAM05016&WebsiteKey=f71e12f3-524e-4f8c-a5f7-0d16ce7b3314

  • April 25, 2016

    Jennifer Silverman, a member of the Firm, was invited by Exit Planning Exchange Philadelphia to speak on a panel titled "The Unique Challenges of Technology Company Exits."  The panelists discussed planning for an exit where a company's primary assets are technology and intellectual property. 

  • April 21, 2016

    Anthera Pharmaceuticals announced the closing of their At the Market facility in the amount of $25,000,000.  EG&S acted as counsel to the Placement Agent.

  • April 20, 2016

    Cellectar Biosciences, Inc. announced the closing of their Underwritten offering in the amount of $8,030,918.  EG&S acted as counsel to the Underwriter.

  • April 20, 2016

    Great Panther Silver Limited announced the closing of their At the Market facility in the amount of $10,000,000.  EG&S acted as counsel to the Placement Agent.

  • April 14, 2016

    EDAP TMS S.A. announced the closing of their Registered Direct offering in the amount of $11,491,494.  EG&S acted as counsel to the Placement Agent.

  • April 12, 2016

    Spiral Toys, Inc. announced the closing of their PIPE offering in the amount of $756,250.  EG&S acted as counsel to the Investor.

  • April 11, 2016

    Dragonwave Inc. announced the closing of their Registered Direct offering in the amount of $4,350,000.  EG&S acted as counsel to the Placement Agent.

  • April 11, 2016

    Nxt-ID, Inc. announced the closing of their convertible stock PIPE offering in the amount of $2,500,000.  EG&S acted as counsel to the placement agent.

  • April 08, 2016

    Integrity Applications, Inc. announced the closing of their convertible stock PIPE offering in the amount of $25,548,100.  EG&S served as counsel to the agent.

  • April 05, 2016

    Client Alert: Human Resources Directors May Be Held Personally Liable For FMLA Violations

    On March 17, 2016, the Second Circuit Court of Appeals held that the definition of “employer” under the Family Medical Leave Act (“FMLA”) may include an employee, such as a Director of Human Resources, who has the requisite amount of control over an employee’s terms and conditions of employment.  Click here to read more.

  • April 04, 2016

    Hennessy Capital Acquisition Corp. II (“HCAC”) and United Subcontractors, Inc. (“USI”) announced that they have entered into a definitive merger agreement, pursuant to which HCAC will acquire all of the outstanding capital stock of USI Senior Holdings, Inc., the indirect parent company of USI. In connection with the merger, HCAC will change its name to USI Holdings, Inc.  The transaction is valued at approximately $348.5 million.  EG&S acted as counsel to Hennessy.

  • April 01, 2016

    Amanda Fugazy, a member of the Firm, will be the featured speaker at a seminar sponsored by Robert J. Klein, CPA titled: "Top 10 Employment Law Mistakes" on Tuesday April 19 from 6pm - 8pm. Click here for more details.

  • April 01, 2016

    Aeterna Zentaris Inc. announced the closing of their At the Market facility in the amount of $10,000,000.  EG&S acted as counsel to the Placement Agent.

  • March 30, 2016

    Ellenoff Grossman & Schole LLP became aware that the firm, along with 49 other corporate/securities law firms throughout the country, had been identified as potential targets of an attempted cybersecurity hack apparently originating in Russia.  We have been in contact with our IT services firm and currently have no reason to believe that our security has been breached or that any client data was compromised.  We have also contacted appropriate law enforcement and governmental agencies to let them know we are aware of the list.  We will, of course, be cooperating and coordinating with investigatory efforts moving forward.  Should any additional information come to our attention we will provide an update.  The original article which announced this threat is here.

  • March 25, 2016

    Legend Oil and Gas, Ltd. announced the closing of their PIPE offering in the amount of $410,788.  EG&S acted as counsel to the Investor.

  • March 22, 2016

    BioBlast Pharma, Ltd. announced the closing of their Registered Direct offering in the amount of $6,699,999.  EG&S acted as counsel to the Placement Agent.

  • March 16, 2016

    KLR Energy Acquisition Corp., a special purpose acquisition corporation, announced the closing of its initial public offering in the amount of $80,000,000.  EG&S acted as counsel to KLR.

  • March 15, 2016

    International Stem Cell Corporation announced the closing of their PIPE offering in the amount of $6,310,000.  EG&S acted as counsel to the Placement Agent.

  • March 14, 2016

    Stemcells, Inc. announced the closing of their Underwritten offering in the amount of $8,000,100.  EG&S acted as counsel to the Underwriter.

  • March 09, 2016

    Adrienne Ward and Bill Peterson, both members of the Firm, will take part in a roundtable for broker-dealer and RIA compliance professionals hosted by NCS and Regulatory Compliance and EGS on March 30th, 2016.  Topics will include FINRA and SEC regulatory priorities and AML/CIP issues.  Click here for more info.

  • March 08, 2016

    James Landau, a member of the Firm, will be speaking as part of the Practising Law Institute’s Ethics in Social Media 2016 CLE on March 18, 2016.  Click here for more details.