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Hamilton S. Carpenter


Hamilton S. Carpenter, an associate of the firm, draws on his experience as in-house counsel to advise clients in all aspects of corporate and securities law, with a particular focus on public and private offerings, securities regulation and compliance matters, periodic reporting requirements under the Securities and Exchange Act of 1934, and general corporate matters.

Before joining the firm, Mr. Carpenter worked as an associate at a top ranked U.S. law firm where his practice focused on capital markets transactions and public company reporting.

He has also worked as an assistant general counsel for a global financial organization where he was responsible for advising the organization’s capital markets and trading businesses, as well as general corporate legal matters in connection with the organization’s wholesale business in the U.S.

Additionally, Mr. Carpenter also served at a Fortune 100 banking institution overseeing the bank’s compliance matters with relation to its equity trading and capital markets origination businesses.

Mr. Carpenter received his J.D. from Washington University School of Law, where he was an Executive Articles Editor for the Global Studies Law Review and interned with the Office of the General Counsel of the United States Securities and Exchange Commission (SEC) as well as with the Shared Services Litigation and Policy Group of the Financial Industry Regulatory Authority (FINRA). He received his B.A. in Economics and German Language and Literature from Vanderbilt University.

Mr. Carpenter is admitted to practice law in New York.