Posts
March 15 2016
International Stem Cell Corporation announced the closing of their PIPE offering in the amount of $6,310,000. EG&S acted as counsel to the Placement Agent.
March 14 2016
Stemcells, Inc. announced the closing of their Underwritten offering in the amount of $8,000,100. EG&S acted as counsel to the Underwriter.
March 09 2016
Adrienne Ward and Bill Peterson, both members of the Firm, will take part in a roundtable for broker-dealer and RIA compliance professionals hosted by NCS and Regulatory Compliance and EGS on March 30th, 2016. Topics will include FINRA and SEC regulatory priorities and AML/CIP issues. Click here for more info.
March 08 2016
James Landau, a member of the Firm, will be speaking as part of the Practising Law Institute’s Ethics in Social Media 2016 CLE on March 18, 2016. Click here for more details.
March 07 2016
Client Alert: EEOC Announces Intent to Require Pay Data from Employers
Pay equity has become a hot-button issue of late. Numerous laws purport to guarantee equal pay for equal work, but research suggests that there is lingering pay disparity across genders and races. In an effort to combat pay discrimination, the EEOC has recently announced that in 2017 it will require employers with 100 or more employees and federal contractors to provide the EEOC with information regarding employees’ pay. Click here to read the full alert.
March 03 2016
Northwest Biotherapeutics Inc. announced the closing of their Registered Direct offering in the amount of $10,000,000. EG&S acted as counsel to the Placement Agent.
March 02 2016
Rexahn Pharmaceuticals, Inc. announced the closing of their Registered Direct offering in the amount of $5,000,000. EG&S acted as counsel to the Placement Agent.
March 01 2016
Wizard World, Inc. announced the closing of their PIPE offering in the amount of $2,500,000. EG&S acted as counsel to the Investor.