Posts
March 22 2012
Marina Biotech, Inc. announced the closing of their Registered Direct offering in the amount of $1,200,002. EG&S acted as counsel to the placement agent.
March 21 2012
GeoVax, Inc. announced the closing of their PIPE offering in the amount of $2,200,000. EG&S acted as counsel to the placement agent.
March 09 2012
Proteonomix, Inc. announced the closing of their PIPE offering in the amount of $3,804,991. EG&S acted as counsel to the placement agent.
March 07 2012
Barry I. Grossman, a member of the Firm was invited by Capital Link to participate in their 3rd Annual Greek Shipping Forum in Athens, Greece. Mr. Grossman spoke on Alternative Public Offerings and what Companies Need to Know.
March 06 2012
The Supreme Court, State of New York, entered a permanent injunction staying a FINRA arbitration brought by an individual against a Broker-Dealer. The individual alleged that the Broker-Dealer's former employee had sold him shares in a private placement. On the motion, EG&S successfully showed that the individual had never been a customer of the firm and that it was not likely that he could show that he was even a "customer" of the employee or had a sound basis to believe he was. Partner Adrienne Ward led the effort, with assistance from associate Holly Froum.
February 24 2012
Kenneth Cole, the founder of Kenneth Cole Productions Inc. proposed a going-private transaction for his clothing company at a price of $15 a share in cash.
February 22 2012
People’s Liberation, Inc. announced the closing of their Private Placement in the amount of $11,500,000. EG&S acted as counsel to the Investor.
February 20 2012
Superconductor Technologies Inc. announced the closing of their Registered Direct offering in the amount of $4,563,535. EG&S acted as counsel to the placement agent.